NLS Banking Solutions > Audit/Risk Issue Tracking

Audit/Risk Issue Tracking

Audit issue tracking module will allow the bank to track responses from departments identified with the risk, implementation timelines, remedial action and subsequent closure of the audit item subject to the approval of internal audit head.

All issues raised at reporting module of Audit Project Management can automatically be uploaded to Audit/Risk Issue Tracking and assigned ownership or they can be keyed in manually.The module has Key Performance Indicators per individual issues, department showing open issues, implemented but not closed and closed issues.The Issue tracking system has an activity diary reminder which when configured can send alerts based on the reminders maintained.

FUNCTIONALITIES

  • 01Reporting
  • 02Emailing Capability
  • 03Notifications via Popup
  • 04Scheduled Report Capability.
  • 05Dashboards

FEATURES

Log Issues

Log Audit issue or import issue from Audit Project Management

Implement Process

Implement Process or Solution

Assignment of Ownership

Assign to Department and Owner of the audit issue

Issue Closure Authorisation

Authorize issue for closure by the Risk Head

Update Activity

Update activity and send Reminders on due dates.